PRE-APPLICATION

CHECKLIST FOR 523 PROPOSALS

(1944-I)

Link: http://rdinit.usda.gov/regs/

 

 

 

Item No.

Description of Document

Form / Instruction No.

Tab Position

Date Received / Comments

1.

Application for Federal Assistance

Link:

http://www.epa.gov/ogd/AppKit/form/SF424.pdf

1944.410(a)

SF 424.2

 

 

2.

Intergovernmental Review Submittal

1944.409

 

 

3.

Previous Experience

State your capacity to carry out this grant.

1944.I (a)(1)

 

 

4.

Organizational Papers

(a)   Reference to State LawState Statue number and title is usually found in your Articles of Incorporation

(b)   Certified Copy of Articles of Incorporation and Bylaws or other evidence of corporate existence

(c)    Certificate of incorporation for other than public bodies

(d)   Evidence of Good Standing from the State

(e)   Names and Address of Board of Directors, Officers and Members. (Plus principal business of any member that is an organization)

(f)     Copy of 501(c) (3) if nonprofit

 

1944.410 (a)(2)

1944.404 (d)(104)

 

 

5.

Authorized representative of applicant

1944.410(e)(6)

 

 

6.

Information about Sponsor

(If Applicable)

(a) Name and Address

(b) Experience and Ability

(c) Written Agreement to assist

1944.404 (b)(2)

 

 

7.

Current Financial Statement for Applicant and any Sponsor

Statement should be no more than 12 months old and signed, dated and certified by a Board Officer.

1944.410(a)(3)

 

 

8.

Narrative Statement

(a) Amount of Request

(b) Areas ServedInclude a letter from Rural Development (RD) showing the proposed areas(s) eligibility.

(c) Number of houses proposed

(d) Housing conditions of low-income families

(e) Need for self-help housingInclude why families need self-help assistance

(f) Evidence of Community Support

(g) List of low-income person(s) waiting to build self-help houses. 

Recommend at least two times the number of houses proposed.

1944.410(a)(4)

 

 

9.

Outreach Plan for very low-income

Outline a plan of how the organization proposes to reach very low-income families

1944.410(a)(5)

 

 

10.

Budget Information (Non-Construction Programs)

Include a 2-year proposed budget worksheet.

http://www.acf.hhs.gov/programs/ofs/grants/sf424a.pdf

Form SF-424A

1944.410(a)(6)

 

 

11.

Determination of TA Grant Amount

Insert a letter from your Rural Development Local Office stating the current, less than 12 months old, equivalent value of comparable contractor build 502 home.  Include total square feet and total living area.  The letter should include the actual or projected cost of an acceptable site and site development.  Show the formula your organization used to calculate TA cost.

1944.407

 

 

12.

Preliminary Land Survey

Show the availability of lots and their projected cost.  If development is necessary, show the cost and length of time it will take to develop.  Talk to your local RD office for parameters and requirements.

1944.410 (a)(7)

 

 

13.

Other Agency Activities if multi-funded:

(a)   List of other activities

List other funding sources, amounts and duration of the funding.

(b)   Statement of other Funding

(c)    Existing cost allocation plan or existing indirect cost rate.

1944.410(a)(8)

 

 

14.

Pre-development Assistance Request

 (1) submit a brief narrative identifying the need, amount of funds requested, and a projected time period.

(2) submit a detailed budget and budget narrative showing how you propose to use the pre-development funds.

(3) submit a certified copy of a resolution from your Board of Directors, authorizing the request of the Pre-Development Grant.

Link:

http://rdinit.usda.gov/regs/regs_toc.html-1944

 

1944.410(a)(9)

 

 

15.

HUD Fair Housing Marketing Plan

Link:

http://www.hudclips.org/sub_nonhud/html/pdfforms/935-2.pdf

 

HUD Form 935.2B

1944.410(a)(10)

 

 

16.

Civil Rights Impact Analysis Certification

Form RD 2006-38

RD Inst. 2006-P &

2006.754(b)

 

 

17.

Compliance Review (Pre-Award)

Form RD 400-8

RD Inst. 1901-E, 1901.204(a) and 1901.204(c)(3)

 

 

18.

Self-Help Technical Assistance Grant Pre-Development Agreement

Link:

http://rdinit.usda.gov/regs/regs_toc.html-1944

 

1944.410(d)

Exhibit D

 

 

19.

Authorizing resolution

1944.411(d)

 

 

20.

Rural Development Manager or Area Manager Recommendation

See further instructions below

 

 

The applicant submits the pre-application containing the above items to the office designated to receive the pre-application in an original and at least one (1) copy.  Within 30 days of receipt of the pre-application, the designated official will review for completeness, accuracy and conformance to program policy and regulations.  The designated official will then make their recommendation and forward a copy of the pre-application to the Technical and Management Assistance (T&MA) Contractor.  For their review.  The T&MA Contractor will complete their review within 15 calendar days and submit their findings along with the pre-application to the State Director with a copy of their findings to the designated office.  The State Director will then complete the review and submit his/her recommendations along with the necessary documents to the National Office for funding, if a  pre-development grant is requested.

21.

T&MA Contractor’s Review and Recommendation

Required under National Office Contract with T&MA Contractor

 

 

22.

OGC Review (If necessary)

1944.410(b)(2)

 

 

23.

Review Action and Letter of Conditions

1944.410(c)

 

 

24.

Request for Obligation of Funds

(pre-development assistance)

Form RD 1940-1

1944.413 (a)(1)